Governance

The effective management of Engie Global Markets (the Company) is headed by the Managing Director and the President of the Company. The Board of Directors performs a surveillance role of the management of Engie Global Markets, with the support of different specialized committees. Engie Global Markets has its own governance with dedicated support functions and risk control activities that interface with those of the business unit the Company belongs to and those of ENGIE group. 

The ethics and compliance principles aim to protect our clients’ interests, ensure market integrity and maintain seamless internal control mechanisms. These principles include:

• Protecting clients’ interests involves providing them with fair information and advice, as well as taking all reasonable steps to properly manage and execute their orders on the market.
• Ensuring market integrity means barring insider traders from acting on their privileged information on the market and, in parallel, necessitates applying market standards to serve clients’ interests in the best possible way.
• Implementing ethics rules requires us as an investment services provider to take all reasonable measures to detect and monitor conflicts of interest that may arise in the course of our activities.

The internal control scheme entails the prohibition of business transactions with individuals or organizations suspected of or showing indications of criminal behavior.